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 Asset Management and Investment FundsApril 17, 2019

Investment Firms Quarterly Legal and Regulatory Update (Q1) - Jan.- Mar. 2019

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For further information on any of the issues discussed in this article please contact the related contact(s) on this page.

Topics covered in this issue include:

  1. MiFID II - European Developments
  2. Capital Requirements Directive IV / V / CRR / CRR II
  3. Packaged Retail Insurance-based Investment Products (“PRIIPs”)
  4. European Markets Infrastructure Regulation (“EMIR”)
  5. Securitisation Regulation
  6. The Securities Financing Transactions Regulation (“SFTR”)
  7. Central Securities Depositories Regulation (“CSDR”)
  8. Benchmarks Regulation
  9. Short Selling Regulation (“SSR”)
  10. Data Protection / General Data Protection Regulation (“GDPR”) / Cyber Security
  11. Anti-Money Laundering (“AML”) / Counter-Terrorist Financing (“CTF”)
  12. Market Abuse Regulation (“MAR”)
  13. Transparency Directive
  14. Prospectus Regulation
  15. International Organisation of Securities Commissions ("IOSCO")
  16. European Fund and Asset Management Association (“EFAMA”)
  17. The International Swaps and Derivatives Association (“ISDA”)
  18. Financial Stability Board (“FSB”)
  19. European Commission
  20. Council of the European Union
  21. ESMA
  22. European Banking Authority (“EBA”)
  23. Central Bank of Ireland
  24. Brexit

To download our Investment Firms Quarterly Legal and Regulatory Update for the period January to March 2019, click on the Download PDF link above.

If you have any questions in relation to the content please do not hesitate to contact your usual contact in Dillon Eustace or those highlighted on this page.

DISCLAIMER: This document is for information purposes only and does not purport to represent legal advice. If you have any queries or would like further information relating to any of the above matters, please refer to the contacts above or your usual contact in Dillon Eustace.

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