Regulatory InvestigationsMarch 23, 2020

Conducting your business well – regulatory scrutiny on conduct risk

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In the latest edition of Finance Dublin, Muireann Reedy, reviews The Central Bank's regulatory scrutiny on conduct risk.

The Central Bank has sharpened its focus on conduct risk since its financial conduct pillar was established in 2017. While initially the focus was on conduct risk in the retail sector, the Central Bank is now also looking at how firms which engage in wholesale market activity manage this risk. Muireann Reedy looks at developments in the area and says firms should be ready to demonstrate to the regulator how this risk is being managed.

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