Legal Updates

 Financial RegulationJanuary 17, 2022

Investment Firms Quarterly Legal & Regulatory Update: October - December 2021

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For further information on any of the issues discussed in this publication please contact the related contact(s) on this page.

To download our Investment Firms Quarterly Legal and Regulatory Update for the period October to December 2021 click on the Download PDF link above.

Areas covered in the issue:

  1. MIFID II;
  2. Investment Firms Regulation (IFR) & Investment Firms Directive (IFD)
  3. EMIR & SFTR;
  4. PRIIPs;
  5. Operational Resilience;
  6. Central Bank of Ireland;
  7. Anti-Money Laundering (AML) & Countering the Financing of Terrorism (CFT);
  8. Data Protection;
  9. Cross-Border Distribution Framework;
  10. Sustainability; and
  11. Miscellaneous.

If you have any questions in relation to the content please do not hesitate to contact your usual contact in Dillon Eustace.

DISCLAIMER: This document is for information purposes only and does not purport to represent legal advice. If you have any queries or would like further information relating to any of the above matters, please refer to the contacts above or your usual contact in Dillon Eustace.

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