Legal Updates

 Financial ServicesJanuary 22, 2024

Investment Firms Quarterly Legal and Regulatory Update: 1 October 2023 - 31 December 2023

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For further information on any of the issues discussed in this publication please contact the related contact(s) on this page.

To download our Investment Firms Quarterly Legal and Regulatory Update for the period from 1 October 2023 to 31 December 2023, click on the Download PDF link above.

Areas covered in this issue:

    1. MIFID II;
    2. Investment Firms Regulation (IFR) and Investment Firms Directive (IFD);
    3. EMIR & SFTR;
    4. Central Bank of Ireland;
    5. Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT);
    6. PRIIPs;
    7. Central Bank Individual Accountability Framework and Fitness and Probity Regime;
    8. Sustainability;
    9. Miscellaneous.

    If you have any questions in relation to the content please do not hesitate to contact your usual contact in Dillon Eustace.

    DISCLAIMER: This document is for information purposes only and does not purport to represent legal advice. If you have any queries or would like further information relating to any of the above matters, please refer to the contacts above or your usual contact in Dillon Eustace.

    Copyright Notice: © 2024 Dillon Eustace LLP. All rights reserved.