Financial Regulation

Our dedicated Financial Regulation team provides a comprehensive service for international and domestic financial services providers, including investment firms, banks, insurers, fund administration and custody providers, credit servicers, payments firms and unregulated entities.

Our experienced team of lawyers, accountants and compliance industry professionals cover the full range of our clients’ regulatory and compliance challenges. From start-ups requiring support through an authorisation process, through established operations navigating regulatory change and implementation projects, to strategic, technical and commercial advice on specific issues, we tailor our service to meet each client’s needs.

The Financial Regulation team works closely with specialist colleagues in other practice teams, including Financial Services, Corporate, Tax, Listing, Employment and Litigation and Dispute Resolution.

We regularly provide client information and training on current regulatory and compliance topics – hosting business breakfast briefings and producing newsletters and legal updates for client board packs.