Regulatory

Our dedicated Regulatory team provides a comprehensive service for international and domestic investment services firms, fund administration and custody providers, insurers, brokers, pension consultancies, banks, distributors, third-party administrators, corporates and public bodies.

Our experienced team of lawyers, accountants and compliance industry professionals cover the full range of our clients’ regulatory and compliance challenges. From start-ups requiring significant support through an authorisation process, through established operations looking for an overhaul of their compliance programmes, to specific advice or training on a specific regulatory or compliance matter, we tailor our service to meet each client’s needs.

The Regulatory team works closely with specialist colleagues in other practice teams, including Financial Services, Corporate, Tax, Listing, Employment and Litigation and Dispute Resolution.

We regularly provide client information on current regulatory and compliance topics – hosting business breakfast briefings and producing newsletters and legal updates for client board packs.