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Frameworks for Effective Compliance

Our dedicated Insurance Group provides a comprehensive regulatory and compliance service for all insurance and reinsurance clients and prospective clients.

Whether you are a start up operation requiring support through an authorisation process, an existing operation requiring an overhaul of your compliance framework or simply require specific advice on a particular regulatory or compliance matter, our experienced regulatory and compliance experts on the Insurance Group made up of lawyers, accountants and other compliance and insurance industry professionals provide a tailored service to meet business requirements.

For both established firms and those applying for authorisation for the first time we deliver a tailored compliance framework with a specific client focus dealing with matters relevant for the insurance sector.

Depending on the level of support required we provide a:

  • Compliance matrix which provides an overview of the legislation affecting your business including company law, employment law, health and safety, money laundering, data protection as well as primary/secondary law, regulations and guidance notes relevant to clients’ businesses
  • Compliance manual which sets out the roles and responsibilities as well as summarising what steps need to be put in place in clients’ businesses to meet the various legislative and regulatory obligations affecting it
  • Compliance monitoring programme which outlines the checking and frequency of same which needs to be conducted to address the various compliance and regulatory obligations relevant to clients’ businesses